The Ethical Advisor: A Refresher on Key Aspects of Professional Responsibility
By CE Corner
In this e-book compilation from Advisor’s Edge, experts address various client scenarios to help financial advisors and planners consider ethical situations that may arise in their practices. Topics covered include confidentiality, conflicts, investing issues, and uncomfortable client conversations. FP Canada’s Standards of Professional Responsibility and regulatory rules are referenced throughout.
Accreditation Details
Accreditation body
Competency
Credits
FP Canada
Financial Planning
--
Practice Management
--
Professional Responsibility
1.00
Product Knowledge
--
ICM
General Insurance
1.00
Life Insurance
--
Adjuster
--
CIRO Cycle 10
Professional Development
--
Compliance
1.00
MFDA (2023-2025)
Business Conduct - Ethics
1.00
Business Conduct - Non-Ethics
--
Professional Development
--
Course Type:
Passing Grade:
7/10 (70%)
