The Ethical Advisor: An E-Book of Best Practices to Address Client Quandaries

By CE Corner

In this e-book compilation from Advisor’s Edge, experts address various client scenarios to help financial advisors and planners consider ethical situations that may arise in their practices. Topics covered include confidentiality, conflicts, investing issues and uncomfortable client conversations. FP Canada’s Standards of Professional Responsibility and regulatory rules are referenced throughout.

The Ethical Advisor: An E-Book of Best Practices to Address Client Quandaries

Accreditation Details

Accreditation body
Competency
Credits

FP Canada

Financial Planning

--

Practice Management

--

Professional Responsibility Credits

1.00

Product Knowledge Credits

--

IIROC Cycle 9

Professional Development

--

Compliance

1.00

MFDA

Professional Development

--

Business Conduct

1.00

Course Type:

PDF

Passing Grade:

7/10 (70%)

Brought to you by:

  • ADVISOR'S EDGE
  • CONSEILLER
  • IE (Investment Executive)
  • FI (FINANCE ET INVESTMENT)
  • CANADIAN INDERWRITER