The premier CE destination for Canada's financial and insurance professionals
CE Corner has courses to enlighten and challenge you, while helping you meet your professional obligations. You'll find courses accredited by IIROC, FP Canada, IAFE, RIBO and more. It's all the accreditation you need in one place.
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What Regulatory Reforms Mean For Advisors
This e-book will help you understand recent developments around the client-focused reforms and other regulatory changes - and, more importantly, put them into context.
Photo credit: Massimo Giachetti / iStock.com
Course provider:
BMO Global Asset Management Credits:
IIROC Cycle 8
1.00
Categories:
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Compliance Risk Management For Advisors
Staying on top of compliance issues is a critical part of managing your practice and doing your best work for clients. With that in mind, Advisor’s Edge and Investment Executive have prepared this e-book to support you in your efforts to remain compliant and serve your clients well.
This collection includes 10 relevant articles from our archives that will help you preserve client confidentiality, manage potential conflicts when working with couples, see your compliance department in a new light, and more.
Course provider:
BMO Global Asset Management Credits:
IIROC Cycle 8
0.75
Categories:
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Compliance Update for Advisors - Part I
Keeping up with regulatory developments can be challenging if you’re not a compliance professional. Furthermore, what likely matters most to you is how the changes affect your practice and how you serve clients — not the arcane text of a new rule.
With that in mind, Advisor’s Edge and Investment Executive have prepared this e-book to help you keep abreast of recent regulatory developments and keep on top of suitability issues. This collection includes 10 relevant articles from our archives that will help you understand the compliance topics most important to advisors.
And make sure to read Compliance Update for Advisors: Part II for even more important background information.
Course provider:
BMO Global Asset Management Credits:
IIROC Cycle 8
0.75
Categories:
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Compliance Update for Advisors - Part II
To be a successful advisor, you must stay on top of many important topics, including regulatory developments. Yet the seemingly non-stop pace of legislative and rule changes can often cause advisors to, understandably, take a reactive rather than proactive approach to compliance.
With that in mind, Advisor’s Edge and Investment Executive have prepared this e-book to help you keep abreast of recent developments regarding the Client-Focused Reforms (CFRs), CRM2 and other regulations. This collection includes 10 relevant articles from our archives that will help you understand the issues most important to advisors.
Make sure to read Compliance Update for Advisors: Part I for even more important background information.
Course provider:
BMO Global Asset Management Credits:
IIROC Cycle 8
0.75
Categories:
Latest Courses
Tomorrow's Risk Manager - Purchaser. Protector. Predictor.
Risk managers no longer fit the traditional role of
How to Make Your Wealth Management Practice More Efficient
In this recorded webinar automation specialists, financial technology consultants, and advisors will come together
Course provider: Mako Fintech with CE Corner
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Credits: |
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FP Canada |
1.00 |
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IIROC Cycle 8 |
1.00 |
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The Institute |
1.00 |
Categories: Professional Development Practice Management
Privacy and Data Breach Response: Managing the Process, Notifications and Mitigating Damages
In this discussion, Sandy Boucher, Principal, Forensic Advisory, Grant Thornton, LLP; Chris Cameron, Account
