Compliant Communication and More
By Advisor.ca and Investment Executive
Get compliance insights from industry experts.
This compilation of articles from Advisor.ca and Investment Executive, based on expert sources, provides financial advisors with compliance considerations related to marketing, communicating with clients, and advisory obligations, including those from the client-focused reforms.
In the opinion of CE Corner, the content of this session aligns with FSRA’s requirements for Life and Accident & Sickness credits. However, it remains the responsibility of the individual license holder to check FSRA credits and confirm suitability.
Accreditation Details
Accreditation body
Competency
Credits
IIROC Cycle 9
Professional Development
--
Compliance
1.00
MFDA
Professional Development
--
Business Conduct - Non-Ethics
1.00
CSF
Matières générales
--
Insurance of persons
--
General Subject
1.00
Courtage en épargne collective
--
Assurance de personnes
--
The Institute
Product Knowledge
--
Practice Management
--
Financial Planning
1.00
Ethics
--
The Institute
Product Knowledge
--
Practice Management
--
Financial Planning
--
Ethics
1.00
FP Canada
Practice Management
--
Professional Responsibility
--
Product Knowledge
--
Financial Planning
1.00
FSRA
Life and/or A&S
1.00
Course Type:
Passing Grade:
8/11 (73%)
