Cooperative Marketing Practices

By Harvest Portfolios Group

Practical and relevant. Understand more about Investment Fund Sales Practices regarding compliance for Cooperative Marketing Practices from the Investment Fund Manager Perspective. Earn a Compliance CE credit (pending) while learning how Investment Fund Managers address and adhere to Investment Fund Sales Practices when working with Investment Advisors and their Investment Dealerships.

Agenda:

  • Introduction & Overview
  • Rules for Cooperative Marketing Practices
  • How the Rules are established for an IFM/PM
  • How an IFM/PM engages the Rules
  • Practical Examples from the IFM/PM perspective
  • Q & A
Cooperative Marketing Practices

Accreditation Details

Accreditation body
Competency
Credits

IIROC

Compliance

1.00

Professional Development

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Course Type:

Video

Passing Grade:

8/10 (80%)

Categories:

Brought to you by:

  • ADVISOR'S EDGE
  • CONSEILLER
  • Benefits Canada
  • Avantages
  • IE (Investment Executive)
  • FI (FINANCE ET INVESTMENT)